Andrew John Cattle
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew John Cattle ( ), a licensed former licensee with CE reference AFB031. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-05-09 |
| Donaldson, Lufkin & Jenrette Asia Securities Limited 帝傑證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-05-09 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2003-05-09 |
| Donaldson, Lufkin & Jenrette Asia Securities Limited 帝傑證券亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2003-05-09 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-05-09 |
| Donaldson, Lufkin & Jenrette Asia Securities Limited 帝傑證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-05-09 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-05-09 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 9 — Asset management | present | 2003-05-09 |
| Donaldson, Lufkin & Jenrette Asia Securities Limited 帝傑證券亞洲有限公司 |
RO | Type 9 — Asset management | present | 2003-05-09 |