Neil Cameron Hosie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil Cameron Hosie ( ), a licensed former licensee with CE reference AHQ348. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-03-04 | 2023-09-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-03-04 | 2023-09-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-21 | 2023-09-15 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-21 | 2023-09-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-09-21 | 2023-09-15 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-09-21 | 2023-09-15 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2017-09-21 | 2023-09-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-17 | 2017-09-21 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-17 | 2017-09-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-07-17 | 2020-03-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-17 | 2017-09-21 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2017-07-17 | 2017-09-21 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 7 — Providing automated trading services | 2010-04-16 | 2017-03-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2009-05-13 | 2017-03-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2009-03-26 | 2017-03-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-02 | 2009-03-26 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2004-05-28 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | present | 2004-05-28 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2004-05-28 |
| UBS Securities Asia Limited | Rep | Type 5 — Advising on futures contracts | present | 2004-05-28 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-05-28 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2004-05-28 |