Zhilan Chen
陳芝蘭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhilan Chen (陳芝蘭), a licensed former licensee with CE reference AGN340. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Innovation Capital Limited 華夏創新資本有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-28 | 2019-12-31 |
| China Innovation Capital Limited 華夏創新資本有限公司 |
RO | Type 4 — Advising on securities | 2014-07-17 | 2019-12-31 |
| China Innovation Capital Limited 華夏創新資本有限公司 |
RO | Type 9 — Asset management | 2014-07-17 | 2019-12-31 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-09-11 | 2014-04-30 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
RO | Type 9 — Asset management | 2013-09-11 | 2014-04-30 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-05 | 2013-09-11 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-08-05 | 2013-09-11 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-02-03 | 2013-06-29 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
RO | Type 9 — Asset management | 2012-02-03 | 2013-06-29 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-04 | 2012-02-03 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-08-04 | 2012-02-03 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-27 | 2011-07-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-26 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-05-07 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-07 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-12 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-07 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-12 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-05-07 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-07 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-12 |