Jian (SFC:AFW636) Cao
曹劍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jian (SFC:AFW636) Cao (曹劍), a licensed former licensee with CE reference AFW636. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Innovation Capital Limited 華夏創新資本有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-17 | 2019-04-30 |
| China Innovation Capital Limited 華夏創新資本有限公司 |
Rep | Type 9 — Asset management | 2014-12-17 | 2019-04-30 |