Terry Tak Li Tse
謝德利
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Terry Tak Li Tse (謝德利), a licensed former licensee with CE reference AGW560. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OnePlatform Securities Limited 環一證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-08-24 | 2022-01-17 |
| OnePlatform Securities Limited 環一證券有限公司 |
RO | Type 4 — Advising on securities | 2021-08-24 | 2022-01-17 |
| OnePlatform Securities Limited 環一證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-30 | 2021-03-13 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-17 | 2019-08-30 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-17 | 2021-03-13 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-01-25 | 2019-04-26 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-09 | 2019-04-26 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-07-09 | 2019-01-25 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-09 | 2019-04-26 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-02 | 2018-06-25 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-11-14 | 2018-06-25 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-27 | 2018-06-25 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-27 | 2017-11-14 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2017-09-27 | 2018-06-25 |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-12-30 | 2017-06-05 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-18 | 2016-04-17 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-18 | 2016-04-17 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-09-18 | 2016-04-17 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-06-23 | 2012-06-26 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-16 | 2012-06-26 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-09 | 2012-06-26 |
| SCtrade.com Limited 南華互動金融網有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-09 |
| SCtrade.com Limited 南華互動金融網有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-04 |
| SCtrade.com Limited 南華互動金融網有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-04 |