Tsun Tao Wat
屈駿韜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsun Tao Wat (屈駿韜), a licensed former licensee with CE reference BNO906. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 — Asset management | 2019-11-14 | 2020-01-22 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-12 | 2020-01-22 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-09-12 | 2020-01-22 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-30 | 2020-01-22 |
| Kristal Advisors (HK) Limited 晶進金融（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-17 | 2019-08-07 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2019-02-11 | 2019-04-12 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-28 | 2019-04-12 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-28 | 2019-04-12 |