Pui Kiu Law
羅姵喬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Kiu Law (羅姵喬), a licensed Responsible Officer with CE reference AVA659. Currently licensed at 1 firm(s): Celera Markets Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celera Markets Limited 晟雷市場有限公司 |
RO | Type 9 — Asset management | 2022-10-17 | present |
| Celera Markets Limited 晟雷市場有限公司 |
RO | Type 4 — Advising on securities | 2021-04-23 | present |
| Celera Markets Limited 晟雷市場有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-06 | present |
| Celera Markets Limited 晟雷市場有限公司 |
RO | Type 5 — Advising on futures contracts | 2021-04-23 | 2023-01-19 |
| Celera Markets Limited 晟雷市場有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-09-06 | 2023-01-19 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2018-07-19 | 2019-06-03 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-19 | 2019-06-03 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-07-19 | 2019-06-03 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-25 | 2018-06-08 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-10-25 | 2018-06-08 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-31 | 2017-10-25 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-05-31 | 2017-10-25 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-04 | 2017-05-12 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-06-04 | 2017-05-12 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-24 | 2014-05-10 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-24 | 2014-05-10 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-20 | 2012-11-27 |