Matthew James Cartwright
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew James Cartwright ( ), a licensed former licensee with CE reference AJN964. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-06 | 2018-01-11 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-07-06 | 2018-01-11 |
| Asia Debt Management Hong Kong Limited | Rep | Type 9 — Asset management | 2007-03-22 | 2011-01-18 |
| Asia Debt Management Hong Kong Limited | Rep | Type 9 — Asset management | 2004-04-13 | 2004-12-13 |