Fan (SFC:BOZ130) Xu

CE No. BOZ130 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fan (SFC:BOZ130) Xu (), a licensed former licensee with CE reference BOZ130. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
RO Type 4 — Advising on securities 2021-10-04 2022-05-31
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
RO Type 9 — Asset management 2021-10-04 2022-05-31
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
RO Type 1 — Dealing in securities 2020-01-07 2022-05-31
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
RO Type 2 — Dealing in futures contracts 2020-01-07 2022-05-31
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
RO Type 3 — Leveraged foreign exchange trading 2020-01-07 2022-05-31

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