Fan (SFC:BOZ130) Xu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fan (SFC:BOZ130) Xu ( ), a licensed former licensee with CE reference BOZ130. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-10-04 | 2022-05-31 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 9 — Asset management | 2021-10-04 | 2022-05-31 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-01-07 | 2022-05-31 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-01-07 | 2022-05-31 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2020-01-07 | 2022-05-31 |