Hin Man Au
區顯民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hin Man Au (區顯民), a licensed former licensee with CE reference AOK562. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rich Bay Securities Limited 富利證券有限公司 |
RO | Type 4 — Advising on securities | 2020-09-14 | 2021-12-31 |
| Rich Bay Securities Limited 富利證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-09-14 | 2021-12-31 |
| Rich Bay Securities Limited 富利證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-05 | 2020-09-14 |
| Rich Bay Securities Limited 富利證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2020-08-05 | 2020-09-14 |
| Rich Bay Securities Limited 富利證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-05 | 2021-12-31 |
| Rich Bay Securities Limited 富利證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-08-05 | 2021-12-31 |
| Rich Bay Securities Limited 富利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-24 | 2020-08-05 |
| Rich Bay Securities Limited 富利證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-07-24 | 2020-08-05 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2018-11-14 | 2020-02-12 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-06 | 2020-02-12 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-05-18 | 2020-02-12 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-03-27 | 2018-11-14 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-11 | 2015-05-18 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-03 | 2015-10-06 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-04-03 | 2012-11-03 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-01-31 | 2007-12-30 |