Benedict Shang Wei Moh
毛尚偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benedict Shang Wei Moh (毛尚偉), a licensed Responsible Officer with CE reference BTQ997. Currently licensed at 1 firm(s): Saxo Capital Markets HK Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 3 — Leveraged foreign exchange trading; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Leveraged foreign exchange trading →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-09-11 | present |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-09-11 | present |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2023-09-11 | present |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-09-11 | present |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 9 — Asset management | 2023-09-11 | present |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-12 | 2023-09-11 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-05-12 | 2023-09-11 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2023-05-12 | 2023-09-11 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-12 | 2023-09-11 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-05-12 | 2023-09-11 |