Pik Lin Law
羅碧蓮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pik Lin Law (羅碧蓮), a licensed former licensee with CE reference ADR405. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2014-11-07 | 2018-04-16 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-02 | 2018-04-16 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-02 | 2018-04-16 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-09-02 | 2014-11-07 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2012-08-02 | 2014-06-03 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-10-31 | 2012-08-02 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-04-20 | 2009-10-05 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2003-09-17 |
| First State (Hong Kong) LLC | Rep | Type 4 — Advising on securities | present | 2003-09-17 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-09-17 |
| First State (Hong Kong) LLC | Rep | Type 6 — Advising on corporate finance | present | 2003-09-17 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-09-17 |
| First State (Hong Kong) LLC | Rep | Type 9 — Asset management | present | 2003-09-17 |