Man Yu Kwok
郭敏瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Yu Kwok (郭敏瑜), a licensed Responsible Officer with CE reference ALY348. Currently licensed at 1 firm(s): HAI Cloud Exchange (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 3 — Leveraged foreign exchange trading; Type 4 — Advising on securities. Total licence records on file: 18.
More firms doing Dealing in securities →More firms doing Leveraged foreign exchange trading →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HAI Cloud Exchange (HK) Limited 海雲匯(香港)有限公司 |
RO | Type 4 — Advising on securities | 2026-02-12 | present |
| HAI Cloud Exchange (HK) Limited 海雲匯(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-16 | present |
| HAI Cloud Exchange (HK) Limited 海雲匯(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2018-08-16 | present |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-11 | 2017-04-07 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-07-11 | 2017-04-07 |
| HGNH International Forex Co., Limited 橫華國際外滙有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2016-03-31 | 2017-04-07 |
| Swissquote Asia Limited | RO | Type 3 — Leveraged foreign exchange trading | 2014-10-21 | 2016-02-25 |
| Swissquote Asia Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2014-08-14 | 2014-10-21 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2014-01-30 | 2014-06-30 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-23 | 2014-06-30 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-23 | 2014-06-30 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-08-23 | 2014-01-30 |
| Gain Capital - Forex.com Hong Kong Limited 嘉盛集團(香港)有限公司(以嘉盛香港,嘉盛亞太,嘉盛外匯名義經營業務) |
RO | Type 3 — Leveraged foreign exchange trading | 2011-02-25 | 2011-10-10 |
| Gain Capital - Forex.com Hong Kong Limited 嘉盛集團(香港)有限公司(以嘉盛香港,嘉盛亞太,嘉盛外匯名義經營業務) |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-08-24 | 2011-02-25 |
| CMC Markets Asia Limited 盈豐財資市場亞洲有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-06-21 | 2008-11-30 |
| MF Global Foreign Exchange HK Limited 明富環球外匯香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-01-29 | 2007-04-30 |
| CMC Markets Asia Limited 盈豐財資市場亞洲有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-08-25 | 2006-12-15 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-04-23 | 2005-08-15 |