Pai Chien Shih
施百謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pai Chien Shih (施百謙), a licensed Responsible Officer with CE reference BFI763. Currently licensed at 1 firm(s): Deutsche Securities Asia Limited. Active regulated activities: Type 2 — Dealing in futures contracts. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-08-21 | present |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-08-05 | 2024-08-21 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-24 | 2024-07-26 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-07-07 | 2024-07-26 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-09-27 | 2022-07-07 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-05 | 2016-08-31 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-05 | 2016-08-31 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-05-05 | 2016-08-31 |