Mason Ming Sum Lee
李銘深
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mason Ming Sum Lee (李銘深), a licensed Representative with CE reference BLI900. Currently licensed at 1 firm(s): LCA Solutions Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LCA Solutions Limited | Rep | Type 1 — Dealing in securities | 2021-11-01 | present |
| LCA Solutions Limited | Rep | Type 4 — Advising on securities | 2021-11-01 | present |
| LCA Solutions Limited | Rep | Type 9 — Asset management | 2021-11-01 | present |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-04 | 2021-03-18 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-03-04 | 2021-03-18 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2020-03-04 | 2021-03-18 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2018-01-22 | 2020-01-31 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-30 | 2020-01-31 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-30 | 2020-01-31 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-30 | 2020-01-31 |