Chi Ching (SFC:ANY418) Wong
黃持正
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ching (SFC:ANY418) Wong (黃持正), a licensed former licensee with CE reference ANY418. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-16 | 2019-09-06 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-01-16 | 2019-09-06 |
| KVB Capital Markets Limited 昆侖國際匯金有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2016-12-21 | 2019-08-01 |
| CA Premium International (HK) Limited | RO | Type 3 — Leveraged foreign exchange trading | 2015-12-17 | 2016-09-01 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-16 | 2016-05-30 |
| CA Premium International (HK) Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2013-10-16 | 2015-12-17 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-11 | 2013-07-02 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-20 | 2013-07-02 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-01-20 | 2013-07-02 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-09-20 | 2010-01-29 |