Tak Wai (SFC:ATE071) Chung
鍾德偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Wai (SFC:ATE071) Chung (鍾德偉), a licensed former licensee with CE reference ATE071. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-14 | 2013-05-08 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-14 | 2013-05-08 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-09-14 | 2013-05-08 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-06-18 | 2012-08-31 |