Simo Liu
劉斯默
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simo Liu (劉斯默), a licensed Representative with CE reference BUB264. Currently licensed at 1 firm(s): Brown Brothers Harriman (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 3 — Leveraged foreign exchange trading. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2023-08-25 | present |
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 3 — Leveraged foreign exchange trading | 2023-08-25 | present |