Doris Sau Fong Mak
麥秀芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Doris Sau Fong Mak (麥秀芳), a licensed former licensee with CE reference AIO497. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | present | 2011-03-31 |
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | present | 2011-03-31 |
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-21 |
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 9 — Asset management | present | 2008-07-09 |