Hai Hua Zhao
趙海華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hai Hua Zhao (趙海華), a licensed Responsible Officer with CE reference AYG618. Currently licensed at 2 firm(s): Brown Brothers Harriman Trustee Services (Hong Kong) Limited, Brown Brothers Harriman (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 3 — Leveraged foreign exchange trading; Type 13 — Providing depositary services for relevant CIS. Total licence records on file: 3.
More firms doing Dealing in securities →More firms doing Leveraged foreign exchange trading →More firms doing Providing depositary services for relevant CIS →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brown Brothers Harriman Trustee Services (Hong Kong) Limited | RO | Type 13 — Providing depositary services for relevant CIS | 2024-10-02 | present |
| Brown Brothers Harriman (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2020-01-03 | present |
| Brown Brothers Harriman (Hong Kong) Limited |
RO | Type 3 — Leveraged foreign exchange trading | 2020-01-03 | present |