Christopher Neil Averill Gothard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Neil Averill Gothard, a licensed Responsible Officer with CE reference AVU837. Currently licensed at 1 firm(s): Brown Brothers Harriman (Hong Kong) Limited. Active regulated activities: Type 3 — Leveraged foreign exchange trading. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brown Brothers Harriman (Hong Kong) Limited |
RO | Type 3 — Leveraged foreign exchange trading | 2016-06-23 | present |
| Brown Brothers Harriman (Hong Kong) Limited |
RO | Type 3 — Leveraged foreign exchange trading | 2011-01-04 | 2013-07-25 |