Ambrose Kin Shek Lam
林建碩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ambrose Kin Shek Lam (林建碩), a licensed Representative with CE reference BKY630. Currently licensed at 2 firm(s): Merrill Lynch Far East Limited, Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2022-04-27 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2022-04-07 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2022-04-07 | present |
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2017-09-27 | 2022-03-21 |