Lai San Wong
王麗珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai San Wong (王麗珊), a licensed Representative with CE reference AEZ574. Currently licensed at 1 firm(s): Brown Brothers Harriman (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 3 — Leveraged foreign exchange trading. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 3 — Leveraged foreign exchange trading | 2016-02-11 | present |
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2013-02-14 | present |
| Brown Brothers Harriman (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2004-11-08 | 2011-03-31 |
| Brown Brothers Harriman (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2004-11-08 | 2011-03-31 |
| Brown Brothers Harriman (Hong Kong) Limited |
RO | Type 9 — Asset management | 2004-11-08 | 2008-07-09 |
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | present | 2004-11-08 |
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-07 |
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 9 — Asset management | present | 2004-11-08 |