William Ernest Rosensweig
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Ernest Rosensweig ( ), a licensed former licensee with CE reference ARP643. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brown Brothers Harriman (Hong Kong) Limited |
RO | Type 3 — Leveraged foreign exchange trading | 2011-01-04 | 2021-03-29 |
| Brown Brothers Harriman (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2010-04-09 | 2019-05-23 |
| Brown Brothers Harriman (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2010-04-09 | 2014-07-03 |