Wing Shuen Lam
林泳鏇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Shuen Lam (林泳鏇), a licensed Representative with CE reference ALQ164. Currently licensed at 1 firm(s): Nuveen Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2024-10-31 | present |
| Nuveen Hong Kong Limited | Rep | Type 4 — Advising on securities | 2024-10-31 | present |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-01 | 2023-02-23 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-26 | 2022-06-30 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-21 | 2021-05-07 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-21 | 2021-05-07 |
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2005-01-26 | 2005-08-16 |