Nuveen Hong Kong Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nuveen Hong Kong Limited, a Hong Kong-based licensed corporation with CE reference BJH146. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 21 (total recorded over time: 34). Earliest licence on file: 2017-06-21.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
SUITE 2701-05, 27/F, AIA CENTRAL, 1 CONNAUGHT ROAD, CENTRAL
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2017-06-21 | present |
| Type 4 — Advising on securities | 2017-06-21 | present |
| Type 9 — Asset management | 2019-04-16 | present |
Licensed staff (all-time) (34)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Jae Ho Chang | RO 1, 4, 9 Rep 1, 4 | 2020-07 | Present |
| Ka Chun Cheung 張嘉俊 | RO 1, 4, 9 | 2017-06 | 2025-03 |
| Simon James England-Brammer | RO 1, 4, 9 | 2017-06 | 2023-10 |
| Jagdeep Singh Ghuman | RO 9 Rep 9 | 2019-04 | Present |
| Louise Margaret Kavanagh | RO 9 Rep 1, 4 | 2017-11 | Present |
| Chris Cheuk Wah Lau 劉卓樺 | RO 1, 4 Rep 1, 4 | 2023-12 | Present |
| Wai Chung Wong 王瑋中 | RO 1, 4, 9 Rep 1, 4 | 2018-09 | Present |
| Jing (SFC:BQS804) Zhou 周靜 | RO 1, 4 Rep 1, 4 | 2021-02 | Present |
| Kyungwon Baik | Rep 1, 4 | 2021-02 | 2023-03 |
| Mark William Cameron 甘穆仁 | Rep 1, 4 | 2022-10 | Present |
| David Hantang Chan 陳漢唐 | Rep 1, 4 | 2021-11 | Present |
| Linlin Chang 張玲菱 | Rep 1, 4 | 2024-10 | Present |
| Tsz Yan Chow 周芷恩 | Rep 1, 4 | 2022-03 | Present |
| Kwan Pik Charlotte Chu 朱君璧 | Rep 1, 4 | 2025-06 | Present |
| Henry Kar-Kea Chui 徐家傑 | Rep 1, 4 | 2020-03 | 2022-09 |
| Kai Man Chung 鍾啟文 | Rep 1, 4 | 2022-04 | Present |
| Sin Wai Chung 鍾蒨蔚 | Rep 1, 4 | 2019-04 | Present |
| Shing Hon Hui 許承瀚 | Rep 1, 4 | 2024-02 | Present |
| Bon Soo Koo | Rep 1, 4 | 2024-01 | Present |
| Man Sin Kwok 郭文倩 | Rep 1, 4 | 2021-07 | Present |
| Carol Wan Yeung Lam 林韻洋 | Rep 1, 4 | 2022-08 | Present |
| Wing Shuen Lam 林泳鏇 | Rep 1, 4 | 2024-10 | Present |
| Neal Fletcher David Ledger | Rep 1, 4 | 2023-05 | 2023-09 |
| Georgette Chi Wai Lee-Tong 唐李之慧 | Rep 1, 4 | 2019-12 | Present |
| Hiu Yee Leung | Rep 1, 4 | 2021-11 | 2021-12 |
| Jason Kit Sang Ma 馬傑笙 | Rep 1, 4 | 2018-08 | 2021-10 |
| Samson Siu Fung Ng 吳肇鋒 | Rep 1, 4 | 2019-10 | 2022-05 |
| King Tung Shum 岑璟彤 | Rep 1, 4 | 2023-05 | 2024-03 |
| Harry Yong Kian Tan 陳永健 | Rep 1, 4 | 2021-07 | 2022-12 |
| Lok Yi Tang 鄧樂宜 | Rep 1, 4 | 2023-07 | Present |
| Xiao (SFC:BGV484) Wang 王笑 | Rep 1, 4 | 2024-07 | Present |
| Si Yang 楊思 | Rep 1, 4 | 2021-05 | 2023-10 |
| Dan Yung Ying 應丹蓉 | Rep 1, 4, 9 | 2021-01 | 2021-07 |
| Qianyun Zhang 张倩云 | Rep 1, 4 | 2021-02 | 2021-08 |
Showing 1–34 of 34
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