Man Sin Kwok
郭文倩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Sin Kwok (郭文倩), a licensed Representative with CE reference AYJ714. Currently licensed at 1 firm(s): Nuveen Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2021-07-27 | present |
| Nuveen Hong Kong Limited | Rep | Type 4 — Advising on securities | 2021-07-27 | present |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-28 | 2021-04-23 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-28 | 2021-04-23 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2012-11-28 | 2015-08-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-11-28 | 2014-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-09 | 2014-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-09 | 2014-12-31 |