Kwan Pik Charlotte Chu

朱君璧
CE No. BWI357 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Pik Charlotte Chu (朱君璧), a licensed Representative with CE reference BWI357. Currently licensed at 1 firm(s): Nuveen Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 2.

More firms doing Dealing in securities →More firms doing Advising on securities →

Licence history

FirmRoleRegulated activityFromTo
Nuveen Hong Kong Limited Rep Type 1 — Dealing in securities 2025-06-16 present
Nuveen Hong Kong Limited Rep Type 4 — Advising on securities 2025-06-16 present

Related