Bon Soo Koo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bon Soo Koo, a licensed Representative with CE reference BOR645. Currently licensed at 1 firm(s): Nuveen Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2024-01-26 | present |
| Nuveen Hong Kong Limited | Rep | Type 4 — Advising on securities | 2024-01-26 | present |
| Evercore Asia Limited |
Rep | Type 1 — Dealing in securities | 2019-08-08 | 2023-12-13 |
| Evercore Asia Limited |
Rep | Type 4 — Advising on securities | 2019-08-08 | 2023-12-13 |