Sin Wai Chung
鍾蒨蔚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Wai Chung (鍾蒨蔚), a licensed Representative with CE reference BEN580. Currently licensed at 1 firm(s): Nuveen Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2019-04-12 | present |
| Nuveen Hong Kong Limited | Rep | Type 4 — Advising on securities | 2019-04-12 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-05 | 2019-03-27 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-05 | 2019-03-27 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-24 | 2016-11-24 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2014-11-24 | 2016-11-24 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2014-11-24 | 2016-11-24 |