Louise Margaret Kavanagh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louise Margaret Kavanagh, a licensed Responsible Officer with CE reference APJ851. Currently licensed at 1 firm(s): Nuveen Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | RO | Type 9 — Asset management | 2019-04-16 | present |
| Nuveen Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2017-11-27 | present |
| Nuveen Hong Kong Limited | Rep | Type 4 — Advising on securities | 2017-11-27 | present |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2016-11-10 | 2017-10-17 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2016-11-10 | 2017-10-17 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-16 | 2010-06-01 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-16 | 2010-06-01 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 — Asset management | 2009-11-16 | 2010-06-01 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-17 | 2009-09-19 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-20 | 2009-09-19 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 — Asset management | 2007-08-20 | 2009-09-19 |