Neal Fletcher David Ledger
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neal Fletcher David Ledger ( ), a licensed former licensee with CE reference BTR763. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-05-05 | 2023-09-11 |
| Nuveen Hong Kong Limited | Rep | Type 4 — Advising on securities | 2023-05-05 | 2023-09-11 |