Samson Siu Fung Ng
吳肇鋒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samson Siu Fung Ng (吳肇鋒), a licensed Representative with CE reference AXL878. Currently licensed at 1 firm(s): BOCHK Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 21.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2026-01-23 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2026-01-23 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2026-01-23 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-06 | 2025-08-28 |
| Nuveen Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2019-10-21 | 2022-05-06 |
| Nuveen Hong Kong Limited | Rep | Type 4 — Advising on securities | 2019-10-21 | 2022-05-06 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-01-03 | 2019-09-04 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-01-03 | 2019-09-04 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2018-01-03 | 2019-09-04 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-16 | 2017-11-06 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 — Dealing in securities | 2015-09-16 | 2017-11-06 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-16 | 2017-11-06 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-16 | 2017-11-06 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2015-09-16 | 2017-11-06 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2015-09-16 | 2017-11-06 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 — Asset management | 2015-09-16 | 2017-11-06 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2015-09-16 | 2017-11-06 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-10 | 2015-09-07 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-02 | 2015-09-07 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-03-02 | 2015-09-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-27 | 2011-09-06 |