Lok Yi Tang

鄧樂宜
CE No. BTY067 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Yi Tang (鄧樂宜), a licensed Representative with CE reference BTY067. Currently licensed at 1 firm(s): Nuveen Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 2.

More firms doing Dealing in securities →More firms doing Advising on securities →

Licence history

FirmRoleRegulated activityFromTo
Nuveen Hong Kong Limited Rep Type 1 — Dealing in securities 2023-07-14 present
Nuveen Hong Kong Limited Rep Type 4 — Advising on securities 2023-07-14 present

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