Jae Ho Chang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jae Ho Chang, a licensed Responsible Officer with CE reference BPU322. Currently licensed at 1 firm(s): Nuveen Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | RO | Type 1 — Dealing in securities | 2022-06-01 | present |
| Nuveen Hong Kong Limited | RO | Type 4 — Advising on securities | 2022-06-01 | present |
| Nuveen Hong Kong Limited | RO | Type 9 — Asset management | 2022-06-01 | present |
| Nuveen Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2020-07-09 | 2022-06-01 |
| Nuveen Hong Kong Limited | Rep | Type 4 — Advising on securities | 2020-07-09 | 2022-06-01 |