Cristi Boon-Yee Lee
李本儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cristi Boon-Yee Lee (李本儀), a licensed former licensee with CE reference ADY920. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-08 | 2010-02-01 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-08 | 2010-02-01 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 — Asset management | 2008-10-08 | 2010-02-01 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-04-10 | 2008-09-11 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2005-05-18 | 2008-09-11 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-05-18 | 2008-09-11 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-05-18 | 2008-09-11 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 4 — Advising on securities | 2004-09-20 | 2005-05-09 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-15 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-15 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 9 — Asset management | present | 2005-05-09 |