Emily Kwok Wai Shum
岑幗慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emily Kwok Wai Shum (岑幗慧), a licensed Representative with CE reference ABT712. Currently licensed at 1 firm(s): iFAST Global Markets (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-06 | present |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-06 | present |
| iFAST Securities (HK) Limited 奕豐證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-06 | 2021-04-30 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-06 | 2020-02-12 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-06 | 2020-02-12 |
| Gayang Securities Limited 嘉銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-11-09 | 2017-08-09 |
| Gayang Securities Limited 嘉銀證券有限公司 |
RO | Type 4 — Advising on securities | 2009-07-23 | 2017-08-09 |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-23 | 2009-07-23 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2005-12-30 | 2006-06-23 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-12-30 | 2006-06-23 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-12-30 | 2006-06-23 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-12 | 2005-02-21 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-12 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-12 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-21 |