Andrew Hei Ming Tong
唐熹明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Hei Ming Tong (唐熹明), a licensed former licensee with CE reference ADX402. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-22 | 2019-10-22 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-11 | 2019-03-25 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 — Advising on securities | 2018-07-11 | 2019-10-22 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 — Asset management | 2018-07-11 | 2019-10-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-31 | 2019-07-05 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-31 | 2018-07-11 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 9 — Asset management | 2018-01-31 | 2018-07-11 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-15 | 2017-08-09 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2010-12-15 | 2017-08-09 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 9 — Asset management | 2010-12-15 | 2017-08-09 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-05-30 | 2008-06-27 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2007-12-28 | 2010-06-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2007-12-28 | 2008-06-27 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 4 — Advising on securities | 2007-12-05 | 2010-06-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 9 — Asset management | 2007-12-05 | 2010-06-30 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-07 | 2007-09-13 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-07 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-16 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2007-09-13 |