Benjamin Guillaume Marie Dutray

CE No. AND843 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Guillaume Marie Dutray (), a licensed former licensee with CE reference AND843. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Neuberger Berman Asia Limited Rep Type 1 — Dealing in securities 2008-04-23 2008-06-16
Neuberger Berman Asia Limited Rep Type 4 — Advising on securities 2008-04-23 2008-06-16
Neuberger Berman Asia Limited Rep Type 9 — Asset management 2008-04-23 2008-06-16
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 — Dealing in securities 2006-10-23 2008-03-20
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 4 — Advising on securities 2006-10-23 2008-03-20
BNP Paribas Dealing Services Asia Limited
法國巴黎金融交易服務亞洲有限公司
Rep Type 1 — Dealing in securities 2006-03-06 2006-09-20
BNP Paribas Dealing Services Asia Limited
法國巴黎金融交易服務亞洲有限公司
Rep Type 4 — Advising on securities 2006-03-06 2006-09-20
BNP Paribas Dealing Services Asia Limited
法國巴黎金融交易服務亞洲有限公司
Rep Type 9 — Asset management 2006-03-06 2006-09-20

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