Janice Ho Kwan Wu
胡可筠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Janice Ho Kwan Wu (胡可筠), a licensed former licensee with CE reference ADV920. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legal & General Investment Management Asia Limited | RO | Type 9 — Asset management | 2014-12-01 | 2023-04-12 |
| Legal & General Investment Management Asia Limited | RO | Type 1 — Dealing in securities | 2013-07-22 | 2023-04-12 |
| State Street Global Advisors Singapore Limited | RO | Type 9 — Asset management | 2011-09-23 | 2013-04-06 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-11 | 2013-04-06 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2006-07-11 | 2013-04-06 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-31 | 2006-06-27 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-31 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-31 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2006-06-27 |