Edward Keng Yew Lim
林慶耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward Keng Yew Lim (林慶耀), a licensed former licensee with CE reference AIU566. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2004-08-16 | 2006-12-04 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-26 | 2006-12-04 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-31 | 2004-07-13 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2003-05-13 | 2004-07-13 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-05-13 | 2004-03-31 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 — Asset management | 2003-05-13 | 2004-07-13 |