Lawrence Kai Lo
盧騏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Kai Lo (盧騏), a licensed former licensee with CE reference ADK809. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-19 | 2018-05-11 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-19 | 2018-05-11 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 9 — Asset management | 2018-03-19 | 2018-05-11 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-15 | 2017-09-29 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2010-12-15 | 2017-09-29 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 9 — Asset management | 2010-12-15 | 2017-09-29 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-05-30 | 2010-06-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2007-12-28 | 2010-06-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2007-12-28 | 2010-06-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 4 — Advising on securities | 2007-12-04 | 2010-06-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 9 — Asset management | 2007-12-04 | 2010-06-30 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2007-09-30 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2007-09-30 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2007-09-30 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-10-25 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 9 — Asset management | present | 2007-09-30 |