Jie Yang
楊杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie Yang (楊杰), a licensed Responsible Officer with CE reference ARS746. Currently licensed at 1 firm(s): CANTON MUTUAL FINANCIAL LIMITED. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 28.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CANTON MUTUAL FINANCIAL LIMITED 誠港金融股份有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-12 | present |
| CANTON MUTUAL FINANCIAL LIMITED 誠港金融股份有限公司 |
RO | Type 4 — Advising on securities | 2024-12-12 | present |
| CANTON MUTUAL FINANCIAL LIMITED 誠港金融股份有限公司 |
RO | Type 9 — Asset management | 2024-12-12 | present |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
RO | Type 1 — Dealing in securities | 2023-05-22 | 2024-01-31 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
RO | Type 4 — Advising on securities | 2023-05-22 | 2024-01-31 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
RO | Type 9 — Asset management | 2023-05-22 | 2024-01-31 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-05 | 2023-05-22 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-05 | 2023-05-22 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
Rep | Type 9 — Asset management | 2023-05-05 | 2023-05-22 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-05 | 2023-03-31 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-08-18 | 2023-03-31 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
RO | Type 9 — Asset management | 2021-08-18 | 2023-03-31 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-10 | 2021-08-18 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-08-10 | 2021-08-18 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-28 | 2021-07-31 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-09-28 | 2021-07-31 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
RO | Type 9 — Asset management | 2016-09-28 | 2021-07-31 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-16 | 2016-09-28 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-16 | 2016-09-28 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-08-16 | 2016-09-28 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-10 | 2016-04-23 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-10 | 2016-04-23 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-12 | 2013-08-22 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-12 | 2013-08-22 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2010-04-12 | 2013-08-22 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-20 | 2010-11-08 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-20 | 2010-07-02 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 — Asset management | 2008-10-20 | 2010-07-02 |