Yuki Kwai Chun Lau
劉桂珍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuki Kwai Chun Lau (劉桂珍), a licensed former licensee with CE reference ALR072. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-12 | 2006-05-04 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-12 | 2006-05-04 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-01 | 2005-06-10 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-06-01 | 2005-06-10 |