Grace Yu Fun Li
李如歡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Grace Yu Fun Li (李如歡), a licensed former licensee with CE reference AGC358. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-09 | 2008-05-31 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-09 | 2008-01-18 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2003-07-21 | 2007-09-03 |