George Wing Yau Chan
陳永祐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for George Wing Yau Chan (陳永祐), a licensed Responsible Officer with CE reference AAC044. Currently licensed at 3 firm(s): Capital Focus Asset Management Limited, Shun Loong Securities Company Limited, China Financial International Investments & Managements Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-05-07 | present |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-24 | present |
| China Financial International Investments & Managements Limited 中國金融國際投資管理有限公司 |
RO | Type 9 — Asset management | 2010-09-08 | present |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
RO | Type 9 — Asset management | 2007-08-24 | present |
| Panurgy Limited |
RO | Type 9 — Asset management | 2007-11-23 | 2008-02-01 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-22 | 2007-08-15 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 — Asset management | 2005-08-22 | 2007-08-15 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-10-18 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2005-01-13 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-10-18 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-10-18 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 9 — Asset management | present | 2005-01-13 |