Wai Ting Kung
龔偉廷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ting Kung (龔偉廷), a licensed Responsible Officer with CE reference AOQ511. Currently licensed at 1 firm(s): China Asset Management (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 40.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-04-05 | present |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
RO | Type 9 — Asset management | 2024-04-05 | present |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-25 | 2024-04-05 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-03-25 | 2024-04-05 |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-09 | 2024-03-03 |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 4 — Advising on securities | 2023-09-01 | 2024-03-03 |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 9 — Asset management | 2023-09-01 | 2024-03-03 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-19 | 2023-10-09 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-24 | 2023-09-01 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 9 — Asset management | 2023-04-24 | 2023-09-01 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-04-30 | 2023-04-21 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2021-04-30 | 2023-04-21 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-09 | 2021-04-30 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-02-09 | 2021-04-30 |
| Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-12-06 | 2021-02-08 |
| Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2019-12-06 | 2021-02-08 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-10 | 2019-11-27 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 4 — Advising on securities | 2019-07-10 | 2019-11-27 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 9 — Asset management | 2019-07-10 | 2019-11-27 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 9 — Asset management | 2019-06-13 | 2019-07-10 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
RO | Type 9 — Asset management | 2019-04-04 | 2019-05-31 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-03-27 | 2019-04-04 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-29 | 2019-03-14 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 4 — Advising on securities | 2016-09-29 | 2019-03-14 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2016-09-29 | 2019-03-14 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-26 | 2016-09-29 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-26 | 2016-09-29 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-07-26 | 2016-09-29 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-23 | 2016-06-29 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-06-23 | 2016-06-29 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2015-06-23 | 2016-06-29 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-23 | 2015-06-23 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-23 | 2015-06-23 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-12-24 | 2015-06-23 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-31 | 2013-12-06 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-08-31 | 2013-12-06 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-28 | 2008-01-18 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-28 | 2009-08-31 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-02-28 | 2008-01-18 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2007-02-28 | 2009-08-31 |