Hong Ning Sum
沈康寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Ning Sum (沈康寧), a licensed former licensee with CE reference AJJ807. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nexus Investment Management Limited | Rep | Type 4 — Advising on securities | 2007-06-07 | 2020-05-05 |
| Nexus Investment Management Limited | Rep | Type 9 — Asset management | 2007-06-07 | 2020-05-05 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-14 | 2007-04-20 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-14 | 2007-04-20 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2006-08-14 | 2007-04-20 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-08-14 | 2007-04-20 |
| Nexus Investment Management Limited | Rep | Type 4 — Advising on securities | 2005-12-22 | 2006-07-22 |
| Nexus Investment Management Limited | Rep | Type 9 — Asset management | 2005-12-22 | 2006-07-22 |