John Kwok Kwong Woo
胡國光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Kwok Kwong Woo (胡國光), a licensed former licensee with CE reference ACS669. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 1 — Dealing in securities | 2012-05-23 | 2014-06-13 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 4 — Advising on securities | 2012-05-23 | 2014-06-13 |
| Aviva Portfolio Investment Services Limited |
RO | Type 1 — Dealing in securities | 2009-04-30 | 2010-05-31 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2006-07-31 | 2007-09-01 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-07-31 | 2007-09-01 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2006-03-03 | 2007-09-01 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2006-03-03 | 2007-09-01 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-14 | 2006-03-03 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2005-04-12 | 2005-11-30 |