Keith Sze Fun Yuen
袁時奮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keith Sze Fun Yuen (袁時奮), a licensed Responsible Officer with CE reference ASP615. Currently licensed at 1 firm(s): Technistock Capital (HK) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Technistock Capital (HK) Limited |
RO | Type 9 — Asset management | 2019-07-18 | present |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-25 | 2017-09-01 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2017-01-25 | 2017-09-01 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
RO | Type 4 — Advising on securities | 2017-01-25 | 2017-09-01 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2012-09-19 | 2017-09-01 |